BANNER-V4

Disclosures & Privacy

 


BUSINESS CONTINUITY STATEMENT

Muriel Siebert & Co., Inc. (Siebert) has a clearing agreement with both National Financial Services LLC. (NFS) and StockCross Financial Services (StockCross).  NFS and StockCross provide trade execution, clearing and related services for your brokerage account. Each maintain a Business Continuity Plan (“BCP”). Siebert is dedicated to providing account access that is reliable and secure for our clients and our BCP outlines our delivery strategy.

The BCP includes steps for addressing disruptions to business operations due to natural disaster, power outages, regional telecommunications failures and other significant events. The BCP is designed to support business critical functions, including client order handling, availability to cash and securities and access account balances.

Examples of how Siebert's plan addresses disruptions of varying scope:

  • Disruption to any of our service centers will result in calls, orders and electronic communications being re-routed to alternative service centers located outside the affected region with separate power grid and transportation system.
  • Siebert, NFS and StockCross maintain multiple data centers and have designed a plan to address regional outages.

Siebert employees are a key part of our contingency and disaster recovery plans. Training and informing our employees is paramount to our success during recovery. While no BCP can eliminate all risk or delay resulting from an unexpected interruption in service, we continually assess and update our BCP to mitigate risk.

Any questions regarding the Siebert BCP may be directed in writing, to Muriel Siebert & Co., Inc.'s Compliance Department at 15 Exchange Place, Jersey City, NJ 07302.

Muriel Siebert & Co., Inc. locations and their respective contact number:


New York 

Muriel Siebert & Co., Inc.
120 Wall Street. 25th Fl.
New York, NY 10005

Phone: (800) 872-6864
Fax: (212) 486-2784
Hours: M-F 8:30 am - 5:00 pm EST 


Boca Raton

Muriel Siebert & Co., Inc. 
4400 North Federal Highway, Suite 122
Boca Raton, FL 33431

Phone: (800) 728-3352
Fax: (561) 368-9750
HoursM-F 8:30 am - 5:00 pm EST


Beverly Hills


Muriel Siebert & Co., Inc. 

9464 Wilshire Blvd., Main Floor
Beverly Hills, CA 90212

Phone: (800) 872-0444
Fax: (212) 486-2784
HoursM-F 8:00 am - 6:00 pm EST


Dallas
Muriel Siebert & Co., Inc. 
4925 Greenville Ave. - Second Floor
Dallas, TX 75206

Phone: (800) 622-5484
Fax: (214) 373-0539
HoursM-F 8:00 am - 5:00 pm CST 


Houston

Muriel Siebert & Co., Inc. 
1900 St. James Place Suite 120
Houston, TX 77056

Phone: (800) 232-5800
Fax: (713) 350-3841
HoursM-F 7: 8:00 am - 4:30 pm CST 

Philadelphia
 
Muriel Siebert & Co., Inc. 
601 Dresher Road, Suite 302
Horsham, PA 19044

Phone: (800) 545-7773
Fax: (215) 640-9922
Hours: M-F 7:30 am - 5:00 pm EST 


Seal Beach

Muriel Siebert & Co., Inc.

3020 Old Ranch Parkway Suite 300
Seal Beach, CA 90740

Phone: (800) 225-6196
Fax: (310) 858-7491
Hours: M-F 7:30 am - 5:00 pm PST


Calabasas

Muriel Siebert & Co., Inc. 
24005 Ventura Blvd Ste. #200
Calabasas, CA 91302

Phone: (800) 225-6196
Fax: (310) 858-7491
Hours: M-F 7:30 am - 4:00 pm PST


Beverly Hills


Muriel Siebert & Co., Inc. 

190 N. Canon Drive - Suite 421
Beverly Hills, CA 90210

Phone: (888) 493-7337
Fax: (310) 461-0013
Hours: M-F 6:30 am - 4:00 pm PST


 Omaha


Muriel Siebert & Co., Inc. 

18045 Oak Street 
Omaha, NE 68130

Phone: (800) 444-5880
Fax: (713) 350-3786
Hours: M-F 8:00 am - 4:30 pm CST


Jersey City

Muriel Siebert & Co., Inc. 
15 Exchange Place, Suite 615
Jersey City, NJ 07302

Phone: (800) 872-0444
Fax: (212) 486-2784
HoursM-F 8:00 am - 6:00 pm EST
 
 
 
 
  • 50
    Years delivering excellent customer service.
  • 1 on 1
    Work one-on-one with our Investment Advisors.
  • 11
    Siebert branch offices nationwide.
  • $11 Billion
    Worth of assets firm-wide.

Siebert (800) 872-0444

Electronic trading poses risk to investors due to system response, trade executions and account access availability that may vary due to a variety of factors, including trading volumes, market conditions, system performance, market data delays and other factors. All investments involve risk, and the past performance of a security, industry, sector, market, or financial product does not guarantee future results or returns. Rates, commissions and fees listed here are subject to change at any time. Testimonials may not be representative of the experience of other clients and are no
guarantee of future performance or success. 

Muriel Siebert & Co., Inc.

Member NYSE, FINRA and SIPC. Est. 1967. Nasdaq symbol SIEB.
Check the background of this firm on FINRA's BrokerCheck

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