BANNER-V4

Disclosures & Privacy

 

SEC - Required Report of Customer Order Routing for Quarter Ending - June 30, 2018

Muriel Siebert & Co., Inc. has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of "non-directed orders" - any order that the customer has not specifically instructed to be routed to a particular venue for execution. For these non-directed orders, Muriel Siebert & Co., Inc., through our clearing agent, NFS, has selected the execution venue on behalf of its customers.

The report is divided into four sections: one for securities listed on the New York Stock Exchange, one for securities listed on The Nasdaq Stock Market, one for securities listed on the American Stock Exchange or regional exchanges, and one for exchange-listed options. For each section, this report identifies the venues most often selected by Muriel Siebert & Co., Inc., sets forth the percentage of various types of orders routed to the venues and discusses the material aspects of Siebert's relationship with the venue.

 
CLICK HERE
 to view report.
 
 
 
  • 50
    Years delivering excellent customer service.
  • 1 on 1
    Work one-on-one with our Investment Advisors.
  • 11
    Siebert branch offices nationwide.  
  • $11 Billion
    Worth of assets firm-wide.

Siebert (800) 872-0444

Electronic trading poses risk to investors due to system response, trade executions and account access availability that may vary due to a variety of factors, including trading volumes, market conditions, system performance, market data delays and other factors. All investments involve risk, and the past performance of a security, industry, sector, market, or financial product does not guarantee future results or returns. Rates, commissions and fees listed here are subject to change at any time. Testimonials may not be representative of the experience of other clients and are no
guarantee of future performance or success. 

Muriel Siebert & Co., Inc.

Member NYSE, FINRA and SIPC. Est. 1967. Nasdaq symbol SIEB.
Check the background of this firm on FINRA's BrokerCheck

Market Data powered by QuoteMedia. Terms of Use.
QuoteMedia logo

Copyright 2018 Siebert All rights reserved.