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Disclosures & Privacy

 

Market Making Execution Quality and Order Routing

(Formerly StockCross) maintains a regular and rigorous review of order handling and execution with access to numerous tools and reports designed specifically to review compliance with industry regulations and overall best practices on a daily and monthly basis.  Historical execution quality statistics can be provided upon request. To view download and/or view our execution quality and market maker order routing click the links below.

605 Execution Quality

Click here  to view Execution Quality

606 Market Maker Order Routing

Click here to view Market Maker Order Routing

Customer Order Routing (Formerly StockCross)

SEC-Required Report on Routing of Customer Orders For Q4 2019

StockCross Financial Services, Inc. has prepared this report pursuant to a U.S. Securities and Exchange Commission rule requiring all brokerage firms to make publicly available quarterly reports on their order routing practices. The report provides information on the routing of “non-directed orders” — any order that the customer has not specifically instructed to be routed to a particular venue for execution. For these non-directed orders, StockCross Financial Services, Inc. has selected the execution venue on behalf of its customers.

The report is divided into four sections: one for securities listed on the New York Stock exchange, one for securities listed on The Nasdaq Stock Market, one for securities listed on the American Stock Exchange or regional exchanges, and one for exchange-listed options. For each section, this report identifies the venues most often selected by StockCross Financial Services, Inc., sets forth the percentage of various types of orders routed to the venues, and discusses the material aspects of StockCross Financial Services, Inc.’s relationship with the venues.

Click Here to view the report.


Other Disclosures

» Account Usage

» Market Volatility

» Margin Disclaimer

» Understanding Margin

» Extended Hours Trading Risks

» JGTRRA

» Good Faith Violations

» Customer Identification Program (CIP) Notice

» Site End-User Agreement

Exchange Agreements

» NYSE/AMEX

» NASDAQ

» OPRA

 
 
 
  • 50
    Years delivering excellent customer service.
  • 1 on 1
    Work one-on-one with our Investment Advisors.
  • 11
    Siebert branch offices nationwide.  
  • $11 Billion
    Worth of assets firm-wide.

Siebert 800-872-0444      

Electronic trading poses risk to investors due to system response, trade executions and account access availability that may vary due to a variety of factors, including trading volumes, market conditions, system performance, market data delays and other factors. All investments involve risk, and the past performance of a security, industry, sector, market, or financial product does not guarantee future results or returns. Rates, commissions and fees listed here are subject to change at any time. Testimonials may not be representative of the experience of other clients and are no
guarantee of future performance or success. 

Muriel Siebert & Co., Inc.

Member NYSE, FINRA and SIPC. Est. 1967. Nasdaq symbol SIEB.
Check the background of this firm on FINRA's BrokerCheck

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