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Disclosures & Privacy

 

Siebert Privacy Policy

Muriel Siebert & Co., Inc. (“Siebert”) puts peace of mind first. We recognize the importance of protecting your personal information and take the responsibility of handling both your trust and personal information extremely seriously. As a regulated financial institution and a member of the Financial Regulatory Industry Authority (“FINRA”) and the York Stock Exchange (“NYSE”), Siebert is required to obtain certain personal information from our customers. The following Privacy Policy demonstrates our commitment to the privacy of your personal information.

Siebert collects, uses, and retains your personal information to assist in properly administering our business and servicing your account, and to continuously improve our services to you. Siebert collects nonpublic personal information about you from the sources described below. We may use this information to open an account, communicate with you about your account and Siebert products and services, send you information that we believe would be of interest to you, and offer you subscription services.

• Information gathered from your applications, other forms or requests for more information;

• Information from your transactions with us, our affiliates or others;

• Information from consumer reporting agencies to verify your identity or determine your creditworthiness;  and Information from other sources with your consent, such as from other institutions if you transfer positions into Siebert and from information we receive from you for subscription or sweepstake registrations or when you choose to participate in a Siebert promotion.

If you prefer not to receive Siebert product and service updates or information that we believe would be of interest to you, please contact a Siebert Customer Service Representative at 800-872-0444, 8:00 a.m. - 6:00 p.m. ET, Monday-Friday.

We do not sell customer information, whether you are a current Siebert customer or a former customer, to anyone, for any reason, at any time. Except as described below, we do not currently share your nonpublic personal information with any non-affiliated third parties. If we were to do so, the law requires Siebert to provide you with a reasonable opportunity to “opt out”, that is, to direct us not to share your nonpublic personal information with non-affiliated third parties in certain circumstances. If, in the future, we were to seek to disclose your information in a way that is inconsistent with this policy, we will notify you in advance and provide you with a reasonable opportunity to opt out of our sharing your information in this manner.

We may disclose nonpublic personal information from customers and former customers on a strictly limited, confidential basis to non-affiliated third-parties that perform account maintenance and processing services for us. These include, for example, our clearing firm, bank custodians, and fulfillment companies. We may also disclose nonpublic personal information from customers and former customers to non-affiliated third-parties as permitted or required by law or as authorized by you. These parties include government, regulatory an d self-regulatory organizations, including but not limited to, the Securities and Exchange Commission (“SEC”), the Internal Revenue Service (“IRS”), the NYSE, and FINRA, and to parties under court order or subpoena that request this information. Siebert may report information about your account(s) to credit bureaus and/or consumer reporting agencies. You should be aware that late payments, missed payments, and/or other defaults in connection with your account(s) may be reportable by the firm, and may be reflected in your credit or consumer reports.

Siebert restricts access to your personal and account information to those employees who need to know that information to manage your account(s) and to provide products or services to you. We maintain physical, electronic, and procedural safeguards designed to protect your nonpublic personal information from any unauthorized disclosure.

Online Privacy

The importance of protecting your personal information online is critical in today’s digital environment.

Therefore, along with all of the security measures described above, we employ the following online security measures.

We protect your personal information by incorporating powerful, state-of-the-art security measures and all of your personal information is collected and stored on a secure area of our website. Access to all secure areas of our website is protected by a unique User ID and Personal Identification Number.

When you visit our website, a “cookie” is transmitted to your computer. A “cookie” is simply an electronically-transmitted file that holds small pieces of information, which personalizes and enhances the performance of your experience at Siebert by enabling us to determine which areas of our website are more popular than others and which of our advertisements on other sites have been visited. It is important for you to know that your privacy is never compromised when you accept a “cookie” from our website. You can set your browser to notify you when you receive a “cookie”, allowing you to decide whether to accept it.

Please contact a Siebert Customer Service Representative if you have any questions regarding the privacy of your personal information.

 
 
 
  • 50
    Serving investors for 50 years.
  • 1 on 1
    Work one-on-one with our Investment Advisors.
  • 11
    Siebert branch offices nationwide.
  • $11 Billion
    Worth of assets firm-wide.

Siebert 800-872-0444             Customer Support

Electronic trading poses risk to investors due to system response, trade executions and account access availability that may vary due to a variety of factors, including trading volumes, market conditions, system performance, market data delays and other factors. All investments involve risk, and the past performance of a security, industry, sector, market, or financial product does not guarantee future results or returns. Rates, commissions and fees listed here are subject to change at any time. Testimonials may not be representative of the experience of other clients and are no
guarantee of future performance or success.

Muriel Siebert & Co., Inc.

Member NYSE, FINRA and SIPC. Est. 1967. Nasdaq symbol SIEB.
Check the background of this firm on FINRA's BrokerCheck 

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