Corporate New Issues

If you are interested in learning more about Corporate New Issues or have a particular interest in fixed income investments, please contact Chris Myer, Senior Vice President - Fixed Income Investments, at 800-872-6864.

Not a Customer?
or call 800-872-0711.
Already a Siebert Client?
or call Chris Myer, Senior Vice President, Fixed Income Investments, at 800-872-6864.

Under no circumstances shall this notice constitute an offer or solicitation to buy or sell any financial instrument.

The securities or other financial instruments discussed herein may not be sold, nor may offers to buy be accepted, prior to the time an Official Statement/Prospectus is delivered in final form. The material is not intended to be a final expression of terms or any transaction. Offerings are subject to change and availability without notice. The information listed here is only a brief summary of the offerings. It may contain errors, omissions or incomplete information. Please refer to the prospectus for any offering for more complete information, where applicable.

Call features may exist which effect yield and/or maturity. Also you may realize a substantial gain or loss on your fixed income investment if sold prior to maturity. Please contact our Fixed Income Department for further details.

Under no circumstances shall there be any sale of any financial instrument in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of such jurisdiction.

Ratings are subject to change at any time and are not a guarantee of the future financial strength and/or claims-paying ability of the company.

As with all of your investments through Muriel Siebert & Co., Inc. ("Siebert"), you must make your own determination of whether an investment in any offering is consistent with your investment objectives and risk tolerance. Siebert does not provide tax or legal advice. Investors should seek the advice of their financial or tax advisor, as applicable, prior to making any investment.

All offerings are subject to prior sale and/or price change.

Fixed income securities also carry inflation risk, liquidity risk, call risk and credit and default risks for both issuers and counterparties. Unlike individual bonds, most bond funds do not have a maturity date, so avoiding losses caused by price volatility by holding them until maturity is not possible. Diversification does not ensure or guarantee investment returns and does not eliminate risk. Diversification does not protect against losses in declining markets.

Muriel Siebert & Co., Inc., clears your trades on a fully disclosed basis through National Financial Services LLC (“NFS”), a Fidelity Investments® company. NFS holds in custody the securities and cash in your Siebert account. Member of SIPC, which protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). Explanatory brochure available upon request or at In addition to SIPC protection, NFS provides for brokerage accounts additional "excess of SIPC" coverage from Lloyd's of London together with Axis Specialty Europe Ltd. and Munich Reinsurance Co. The "excess of SIPC" coverage would only be used when SIPC coverage is exhausted. Like SIPC protection, "excess of SIPC" protection does not cover investment losses in customer accounts due to market fluctuation. It also does not cover other claims for losses incurred while broker-dealers remain in business. Total aggregate "excess of SIPC" coverage available through NFS's "excess of SIPC" policy is $1 billion. Within NFS's "excess of SIPC" coverage, there is no per account dollar limit on coverage of securities, but there is a per account limit of $1.9 million on coverage of cash (which must be in the account) awaiting reinvestment, and not just to earn interest, which brings the total of cash coverage through SIPC and “excess of SIPC” through Lloyd's to $2.15 million for each account. This is the maximum "excess of SIPC" protection currently available in the brokerage industry. Lloyd's of London currently has an A (Excellent) rating from ratings firm A.M. Best, an AA- (Very Strong) from Fitch Ratings and an A+ (Strong) Standard & Poor's. Ratings listed herein as of July 21, 2015, and subject to change. For ratings explanations, please go to