MURIEL SIEBERT & CO.,
Muriel Siebert & Co., Inc. (Siebert) and National
Financial Services LLC (NFS) have an agreement whereby NFS provides trade
execution, clearing and related services for your brokerage account.
Siebert and NFS each maintain a Business Continuity Plan (BCP).
Siebert is dedicated to providing account access that is reliable and
secure for our clients and our BCP outlines our delivery strategy. The BCP
includes steps for addressing disruptions to business operations due to
natural disaster, power outages, regional telecommunications failures and
other significant events. The BCP is designed to support business critical
functions, including client order handling, availability to cash and
securities and access account balances.
Examples of how Siebert's plan addresses disruptions of varying scope:
- Disruption to any of our service centers will
result in calls, orders and electronic communications being re-routed
to alternative service centers located outside the affected region with
separate power grid and transportation system.
- Siebert and NFS maintain multiple data centers
and have designed a plan to address regional outages.
Siebert employees are a key part of our contingency and disaster
recovery plans. Training and informing our employees is paramount to our
success during recovery. While no BCP can eliminate all risk or delay
resulting from an unexpected interruption in service, we continually assess
and update our BCP to mitigate risk.
Any questions regarding the Siebert BCP may be directed in writing, to
Muriel Siebert & Co., Inc.'s Compliance Department at 885 3rd Avenue,
Suite 3100, New York, NY 10022.
The NFS BCP is available at http://www.nationalfinancial.com/legal/business_continuity.html
NFS Account Access URL: http://www.mystreetscape.com/my/msiebert
Siebert Contact Telephone
NY Executive Offices
Boca Raton Branch
Beverly Hills Branch
New York/Tri-State Area
New York City - 885 Third Avenue, Suite 3100
South/East Florida Area
Boca Raton - 4400 N. Federal Highway, Suite 152
Southern California Area