Trading - Active Traders and High Net Worth Accounts

You are privileged. You trade often. Or you may have a high net worth account. You want the kind of clout that institutional investors wield, without paying a fortune in fees and commissions.

We offer the experience, quality service and state-of-the-art features you want at rates we will negotiate at your request.

Negotiable Commissions and Margin Rates1 Whether you prefer to place your orders through one of our experienced registered representatives or online, we will be pleased to negotiate your commissions on request. Our margin interest rates are among the lowest in the industry, and we will also negotiate margin interest rates and credit interest on short sales on request. By individually tailoring our rates, we can provide self-directed investors with significant savings compared to full-commission brokers and an attractive discount brokerage offering that is highly valued by our clients. If you have an active and/or large account and you wish to negotiate special rates, please Contact Us.

Exceptional Personal Service We treat you as you deserve to be treated, like a valued client. At your request, we will assign you a personal brokerage team from among a special group with extensive trading experience. This team can access current news as well as Time and Sales. We will supply you with a private toll-free line direct to the active investor trading desk. And, we guarantee that we will answer your calls within four rings or your trade is commission-free.2 You'll also get direct access to a toll-free customer service line staffed by experienced, knowledgeable, Series 7 Registered Representatives who are dedicated to responding to our clients' needs and inquiries.

Trade Executions Focused on You We are an independent brokerage firm that is committed to best execution. We do not have the conflicts of interest of other brokers who make markets or take positions against customer orders. Our focus is on getting you the best possible price for your order. We will accept client instructions to route orders to their preferred destinations and, on request, will also work large or sensitive orders for our clients.

Advanced Trading Features Choose to enter orders that automatically follow the market with Trailing Stop Loss or Limit orders and automatically execute trading strategies with conditional orders, including One-Triggers-Two, One-Cancels-Other, Contingent and Multi-Contingent order types.

Extended Market Access Access market at your convenience through before-and-after hours trading. Through an arrangement with NYSE Arca, you can trade with a live broker from 7:30 a.m. to 7:30 p.m. ET, Monday-Friday. You can also trade on SiebertNet from 8:00 a.m. to 9:28 a.m. and from 4:00 p.m. to 8:00 p.m. ET, Monday-Friday.

Market-QSM You may want or need to monitor the markets in real-time. With Market-QSM from Interactive Data, qualified active and high net worth investors can access streaming real-time detailed quotes, positions, watch lists, news, charts with analytic studies and drawing tools, alerts and more, all through a powerful and highly customizable, yet easy-to-use browser-based application. Hot lists are available for over 100 preset scans. To determine if you qualify, please call us at 800-872-0711 from 8:00 a.m. - 6:00 p.m. ET, Monday-Friday.3

International Trading You may trade on a broker-assisted basis internationally in 45 countries and maintain the securities in the local currency in your Siebert account. For more information, please contact Peter Sosnowski, SVP, Retail Operations, at 201-499-0316 or Kyle Bender, Trading Manager, at 800-872-7865 during regular business hours.





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